Perform duties related to the purchase, sale or holding of securities. Duties include writing orders for stock purchases or sales, computing transfer taxes, verifying stock transactions, accepting and delivering securities, tracking stock price fluctuations, computing equity, distributing dividends, and keeping records of daily transactions and holdings.
U.S. Workers
40,090
Median Salary
$62,940
10-Year Growth
-9.5%
Annual Openings
4,100
Typical entry: High school diploma or equivalent
10 of 10 tasks have some AI capability
Exposure Trend
This score reflects estimated AI technical capability for tasks in this occupation. It does not predict employment changes, and it does not account for company-specific constraints, regulation, or adoption barriers.
Document security transactions, such as purchases, sales, conversions, redemptions, or payments, using computers, accounting ledgers, or certificate records.
AI: Fully automatable - Recording security transactions is routine, rule-based work that can be fully automated via integrated software, RPA, and APIs with validation checks.
Monitor daily stock prices and compute fluctuations to determine the need for additional collateral to secure loans.
AI: Fully automatable - Monitoring price feeds and computing collateral needs is algorithmic and can be fully automated with real-time data and rule-based triggers.
Compute total holdings, dividends, interest, transfer taxes, brokerage fees, or commissions and allocate appropriate payments to customers.
AI: Fully automatable - Computing holdings, fees, taxes, and allocating payments is formulaic and can be fully automated with accurate data feeds and business rules.
Prepare reports summarizing daily transactions and earnings for individual customer accounts.
AI: Fully automatable - Aggregating transaction data and generating daily account reports is routine data processing that can be fully automated.
Prepare forms, such as receipts, withdrawal orders, transmittal papers, or transfer confirmations, based on transaction requests from stockholders.
AI: Fully automatable - Form preparation from transaction requests is template-driven and can be fully automated, including population, validation, and e-signature workflows.
Correspond with customers and confer with coworkers to answer inquiries, discuss market fluctuations, or resolve account problems.
AI: Partial - AI can draft and respond to many customer inquiries and support coworker communication but cannot fully replace human judgment, authorization, and handling of complex or sensitive account-resolution conversations.
File, type, or operate standard office machines.
AI: Partial - Typing and digital filing are fully automatable but operating physical office machines and handling paper workflows still often require human or robotic hardware intervention.
Schedule and coordinate transfer and delivery of security certificates between companies, departments, and customers.
AI: Partial - Scheduling and tracking transfers can be largely automated, but coordinating deliveries across external parties, exception handling, and legal/physical certificate exchanges require human involvement.
Perform clerical tasks, such as answering phones or distributing mail.
AI: Partial - Many clerical tasks like call routing and electronic correspondence can be automated, but physical mail distribution and complex phone interactions still need humans.
Verify ownership and transaction information and dividend distribution instructions to ensure conformance with governmental regulations, using stock records and reports.
AI: Partial - AI can cross-check records and flag discrepancies for regulatory conformance, but final verification and interpretation against regulations often require human legal or compliance judgment.